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Check out By Marcelo Duarte The market is already preparing to meet the demand in view of the change in Instruction 497 of the Brazilian Securities and Exchange Commission – CVM. With the change, which regulates the activity of the autonomous investment agent, this professional may no longer act exclusively for a single intermediary, and may start offering products from different market participants to his client.
The expectation is that the new rules will come into effect in the first half of 2020, opening a window of opportunity. As defined in the USA Phone Number List Instruction, the autonomous investment agent is the professional qualified to act: in prospecting and attracting clients, receiving and registering orders and transmitting these orders to the applicable.
Trading or registration systems and in providing information on the products offered and on the services provided by the institution that is part of the securities distribution system for which he was contracted. Therefore, the field of activity, which was already wide, becomes even greater when the investor is no longer a client of an institution, but becomes an Agent.
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发表于 2023-7-23 13:31:12